Investment firms, such as HSBC UK Bank plc, who have a regulatory obligation of best execution to their clients shall publish for each class of financial instruments, a summary of the analysis and conclusions they draw from their detailed monitoring of the quality of execution obtained on the execution venues where they executed all client orders in the previous year, this includes where investment firms route their orders to another investment firm for execution.
HSBC Bank plc and other HSBC Group entities also publish additional reports for other classification of clients and financial instruments and these can be found here.
HSBC UK Bank plc
2020
| Classes of Financial Instruments | Execution Venues | Investment Firms |
|---|---|---|
| Equities - Shares & Depositary Receipts | xlsx | xlsx |
| Debit instruments | n/a | xlsx |
| Structured finance instruments | xlsx | n/a |
| Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) | xlsx | n/a |
| Other instruments | xlsx | n/a |
| Classes of Financial Instruments | Equities - Shares & Depositary Receipts |
|---|---|
| Execution Venues | xlsx |
| Investment Firms | xlsx |
| Classes of Financial Instruments | Debit instruments |
| Execution Venues | n/a |
| Investment Firms | xlsx |
| Classes of Financial Instruments | Structured finance instruments |
| Execution Venues | xlsx |
| Investment Firms | n/a |
| Classes of Financial Instruments | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
| Execution Venues | xlsx |
| Investment Firms | n/a |
| Classes of Financial Instruments | Other instruments |
| Execution Venues | xlsx |
| Investment Firms | n/a |
2019
| Classes of Financial Instruments | Execution Venues | Investment Firms |
|---|---|---|
| Equities - Shares & Depositary Receipts | xlsx | xlsx |
| Debit instruments | n/a | xlsx |
| Structured finance instruments | xlsx | n/a |
| Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) | xlsx | n/a |
| Other instruments | xlsx | n/a |
| Classes of Financial Instruments | Equities - Shares & Depositary Receipts |
|---|---|
| Execution Venues | xlsx |
| Investment Firms | xlsx |
| Classes of Financial Instruments | Debit instruments |
| Execution Venues | n/a |
| Investment Firms | xlsx |
| Classes of Financial Instruments | Structured finance instruments |
| Execution Venues | xlsx |
| Investment Firms | n/a |
| Classes of Financial Instruments | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
| Execution Venues | xlsx |
| Investment Firms | n/a |
| Classes of Financial Instruments | Other instruments |
| Execution Venues | xlsx |
| Investment Firms | n/a |
HSBC Trust Company (UK) Limited
The below reports are applicable for retail clients only.
2020
| Classes of Financial Instruments | Execution Venues | Investment Firms |
|---|---|---|
| Equities - Shares & Depositary Receipts | xlsx | n/a |
| Debit instruments | n/a | n/a |
| Structured finance instruments | n/a | n/a |
| Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) | n/a | n/a |
| Other instruments | xlsx | n/a |
| Classes of Financial Instruments | Equities - Shares & Depositary Receipts |
|---|---|
| Execution Venues | xlsx |
| Investment Firms | n/a |
| Classes of Financial Instruments | Debit instruments |
| Execution Venues | n/a |
| Investment Firms | n/a |
| Classes of Financial Instruments | Structured finance instruments |
| Execution Venues | n/a |
| Investment Firms | n/a |
| Classes of Financial Instruments | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
| Execution Venues | n/a |
| Investment Firms | n/a |
| Classes of Financial Instruments | Other instruments |
| Execution Venues | xlsx |
| Investment Firms | n/a |
2019
| Classes of Financial Instruments | Execution Venues | Investment Firms |
|---|---|---|
| Equities - Shares & Depositary Receipts | xlsx | n/a |
| Debit instruments | n/a | n/a |
| Structured finance instruments | n/a | n/a |
| Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) | n/a | n/a |
| Other instruments | xlsx | n/a |
| Classes of Financial Instruments | Equities - Shares & Depositary Receipts |
|---|---|
| Execution Venues | xlsx |
| Investment Firms | n/a |
| Classes of Financial Instruments | Debit instruments |
| Execution Venues | n/a |
| Investment Firms | n/a |
| Classes of Financial Instruments | Structured finance instruments |
| Execution Venues | n/a |
| Investment Firms | n/a |
| Classes of Financial Instruments | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
| Execution Venues | n/a |
| Investment Firms | n/a |
| Classes of Financial Instruments | Other instruments |
| Execution Venues | xlsx |
| Investment Firms | n/a |
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