Investment firms who have a regulatory obligation of best execution to their clients shall publish for each class of financial instruments, a summary of the analysis and conclusions they draw from their detailed monitoring of the quality of execution obtained on the execution venues where they executed all client orders in the previous year, this includes where investment firms route their orders to another investment firm for execution.
HSBC Bank plc and other HSBC Group entities also publish additional reports for other classification of clients and financial instruments and these can be found here.
HSBC Bank plc
Expanded press enter to collapse Collapsed press enter to expandAfter the global economic crisis, the UK Government put new rules in place to protect the economy and taxpayers in case something similar happens again. To ensure we meet the new banking rules, we transferred our personal customers and most of our business customers in the UK from HSBC Bank plc to HSBC UK Bank plc on 01 July 2018.
HSBC UK Bank plc will also publish reports and accompanying summary for retail clients covering the period post the above aforementioned transfer, from 01 July 2018 to 31 December 2018.
The below reports are applicable for retail clients only.
2018
| Classes of Financial Instruments | Execution Venues | Investment Firms |
|---|---|---|
| Equities - Shares & Depositary Receipts | xlsx | xlsx |
| Debit instruments | xlsx | n/a |
| Structured finance instruments | xlsx | n/a |
| Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) | xlsx | n/a |
| Other instruments | xlsx | n/a |
| Classes of Financial Instruments | Equities - Shares & Depositary Receipts |
|---|---|
| Execution Venues | xlsx |
| Investment Firms | xlsx |
| Classes of Financial Instruments | Debit instruments |
| Execution Venues | xlsx |
| Investment Firms | n/a |
| Classes of Financial Instruments | Structured finance instruments |
| Execution Venues | xlsx |
| Investment Firms | n/a |
| Classes of Financial Instruments | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
| Execution Venues | xlsx |
| Investment Firms | n/a |
| Classes of Financial Instruments | Other instruments |
| Execution Venues | xlsx |
| Investment Firms | n/a |
2017
| Classes of Financial Instruments | Execution Venues | Investment Firms |
|---|---|---|
| Equities - Shares & Depositary Receipts | xlsx | xlsx |
| Debit instruments | xlsx | n/a |
| Structured finance instruments | xlsx | n/a |
| Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) | xlsx | n/a |
| Other instruments | xlsx | n/a |
| Classes of Financial Instruments | Equities - Shares & Depositary Receipts |
|---|---|
| Execution Venues | xlsx |
| Investment Firms | xlsx |
| Classes of Financial Instruments | Debit instruments |
| Execution Venues | xlsx |
| Investment Firms | n/a |
| Classes of Financial Instruments | Structured finance instruments |
| Execution Venues | xlsx |
| Investment Firms | n/a |
| Classes of Financial Instruments | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
| Execution Venues | xlsx |
| Investment Firms | n/a |
| Classes of Financial Instruments | Other instruments |
| Execution Venues | xlsx |
| Investment Firms | n/a |
HSBC UK Bank plc
Expanded press enter to collapse Collapsed press enter to expandAfter the global economic crisis, the UK Government put new rules in place to protect the economy and taxpayers in case something similar happens again. To ensure we meet the new banking rules, we transferred our personal customers and most of our business customers in the UK from HSBC Bank plc to HSBC UK Bank plc on 01 July 2018.
HSBC Bank plc will also publish reports and accompanying summary for retail clients covering the period prior to the aforementioned transfer from 01 January 2018 to 30 June 2018.
The below reports are applicable for retail clients only.
2018
| Classes of Financial Instruments | Execution Venues | Investment Firms |
|---|---|---|
| Equities - Shares & Depositary Receipts | xlsx | xlsx |
| Debit instruments | n/a | xlsx |
| Structured finance instruments | xlsx | n/a |
| Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) | xlsx | n/a |
| Other instruments | xlsx | n/a |
| Classes of Financial Instruments | Equities - Shares & Depositary Receipts |
|---|---|
| Execution Venues | xlsx |
| Investment Firms | xlsx |
| Classes of Financial Instruments | Debit instruments |
| Execution Venues | n/a |
| Investment Firms | xlsx |
| Classes of Financial Instruments | Structured finance instruments |
| Execution Venues | xlsx |
| Investment Firms | n/a |
| Classes of Financial Instruments | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
| Execution Venues | xlsx |
| Investment Firms | n/a |
| Classes of Financial Instruments | Other instruments |
| Execution Venues | xlsx |
| Investment Firms | n/a |
HSBC Trust Company (UK) Limited
Expanded press enter to collapse Collapsed press enter to expandThe below reports are applicable for retail clients only.
2018
| Classes of Financial Instruments | Execution Venues | Investment Firms |
|---|---|---|
| Equities - Shares & Depositary Receipts | xlsx | xlsx |
| Debit instruments | n/a | xlsx |
| Structured finance instruments | xlsx | xlsx |
| Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) | xlsx | xlsx |
| Other instruments | xlsx | n/a |
| Classes of Financial Instruments | Equities - Shares & Depositary Receipts |
|---|---|
| Execution Venues | xlsx |
| Investment Firms | xlsx |
| Classes of Financial Instruments | Debit instruments |
| Execution Venues | n/a |
| Investment Firms | xlsx |
| Classes of Financial Instruments | Structured finance instruments |
| Execution Venues | xlsx |
| Investment Firms | xlsx |
| Classes of Financial Instruments | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
| Execution Venues | xlsx |
| Investment Firms | xlsx |
| Classes of Financial Instruments | Other instruments |
| Execution Venues | xlsx |
| Investment Firms | n/a |
2017
| Classes of Financial Instruments | Execution Venues | Investment Firms |
|---|---|---|
| Equities - Shares & Depositary Receipts | n/a | xlsx |
| Debit instruments | n/a | xlsx |
| Structured finance instruments | n/a | xlsx |
| Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) | n/a | xlsx |
| Other instruments | xlsx | n/a |
| Classes of Financial Instruments | Equities - Shares & Depositary Receipts |
|---|---|
| Execution Venues | n/a |
| Investment Firms | xlsx |
| Classes of Financial Instruments | Debit instruments |
| Execution Venues | n/a |
| Investment Firms | xlsx |
| Classes of Financial Instruments | Structured finance instruments |
| Execution Venues | n/a |
| Investment Firms | xlsx |
| Classes of Financial Instruments | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
| Execution Venues | n/a |
| Investment Firms | xlsx |
| Classes of Financial Instruments | Other instruments |
| Execution Venues | xlsx |
| Investment Firms | n/a |
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